[encryption] How to choose an AES encryption mode (CBC ECB CTR OCB CFB)?

Which of them are preferred in which circumstances?

I'd like to see the list of evaluation crtieria for the various modes, and maybe a discussion of the applicability of each criterion.

For example, I think one of the criteria is "size of the code" for encryption and decryption, which is important for micro-code embedded systems, like 802.11 network adapters. IF the code required to implement CBC is much smaller than that required for CTR (I don't know this is true, it's just an example), then I could understand why the mode with the smaller code would be preferred. But if I am writing an app that runs on a server, and the AES library I am using implements both CBC and CTR anyway, then this criterion is irrelevant.

See what I mean by "list of evaluation criteria and applicability of each criterion" ??

This isn't really programming related but it is algorithm related.

You might want to chose based on what is widely available. I had the same question and here are the results of my limited research.

Hardware limitations

STM32L (low energy ARM cores) from ST Micro support ECB, CBC,CTR GCM
CC2541 (Bluetooth Low Energy) from TI supports ECB, CBC, CFB, OFB, CTR, and CBC-MAC

Open source limitations

Original rijndael-api source  - ECB, CBC, CFB1
OpenSSL - command line CBC, CFB, CFB1, CFB8, ECB, OFB
OpenSSL - C/C++ API    CBC, CFB, CFB1, CFB8, ECB, OFB and CTR
EFAES lib [1] - ECB, CBC, PCBC, OFB, CFB, CRT ([sic] CTR mispelled)  
OpenAES [2] - ECB, CBC 

[1] http://www.codeproject.com/Articles/57478/A-Fast-and-Easy-to-Use-AES-Library

[2] https://openaes.googlecode.com/files/OpenAES-0.8.0.zip

Please consider long and hard if you can't get around implementing your own cryptography

The ugly truth of the matter is that if you are asking this question you will probably not be able to design and implement a secure system.

Let me illustrate my point: Imagine you are building a web application and you need to store some session data. You could assign each user a session ID and store the session data on the server in a hash map mapping session ID to session data. But then you have to deal with this pesky state on the server and if at some point you need more than one server things will get messy. So instead you have the idea to store the session data in a cookie on the client side. You will encrypt it of course so the user cannot read and manipulate the data. So what mode should you use? Coming here you read the top answer (sorry for singling you out myforwik). The first one covered - ECB - is not for you, you want to encrypt more than one block, the next one - CBC - sounds good and you don't need the parallelism of CTR, you don't need random access, so no XTS and patents are a PITA, so no OCB. Using your crypto library you realize that you need some padding because you can only encrypt multiples of the block size. You choose PKCS7 because it was defined in some serious cryptography standards. After reading somewhere that CBC is provably secure if used with a random IV and a secure block cipher, you rest at ease even though you are storing your sensitive data on the client side.

Years later after your service has indeed grown to significant size, an IT security specialist contacts you in a responsible disclosure. She's telling you that she can decrypt all your cookies using a padding oracle attack, because your code produces an error page if the padding is somehow broken.

This is not a hypothetical scenario: Microsoft had this exact flaw in ASP.NET until a few years ago.

The problem is there are a lot of pitfalls regarding cryptography and it is extremely easy to build a system that looks secure for the layman but is trivial to break for a knowledgeable attacker.

What to do if you need to encrypt data

For live connections use TLS (be sure to check the hostname of the certificate and the issuer chain). If you can't use TLS, look for the highest level API your system has to offer for your task and be sure you understand the guarantees it offers and more important what it does not guarantee. For the example above a framework like Play offers client side storage facilities, it does not invalidate the stored data after some time, though, and if you changed the client side state, an attacker can restore a previous state without you noticing.

If there is no high level abstraction available use a high level crypto library. A prominent example is NaCl and a portable implementation with many language bindings is Sodium. Using such a library you do not have to care about encryption modes etc. but you have to be even more careful about the usage details than with a higher level abstraction, like never using a nonce twice. For custom protocol building (say you want something like TLS, but not over TCP or UDP) there are frameworks like Noise and associated implementations that do most of the heavy lifting for you, but their flexibility also means there is a lot of room for error, if you don't understand in depth what all the components do.

If for some reason you cannot use a high level crypto library, for example because you need to interact with existing system in a specific way, there is no way around educating yourself thoroughly. I recommend reading Cryptography Engineering by Ferguson, Kohno and Schneier. Please don't fool yourself into believing you can build a secure system without the necessary background. Cryptography is extremely subtle and it's nigh impossible to test the security of a system.

Comparison of the modes

Encryption only:

• Modes that require padding: Like in the example, padding can generally be dangerous because it opens up the possibility of padding oracle attacks. The easiest defense is to authenticate every message before decryption. See below.
  • ECB encrypts each block of data independently and the same plaintext block will result in the same ciphertext block. Take a look at the ECB encrypted Tux image on the ECB Wikipedia page to see why this is a serious problem. I don't know of any use case where ECB would be acceptable.
  • CBC has an IV and thus needs randomness every time a message is encrypted, changing a part of the message requires re-encrypting everything after the change, transmission errors in one ciphertext block completely destroy the plaintext and change the decryption of the next block, decryption can be parallelized / encryption can't, the plaintext is malleable to a certain degree - this can be a problem.
• Stream cipher modes: These modes generate a pseudo random stream of data that may or may not depend the plaintext. Similarly to stream ciphers generally, the generated pseudo random stream is XORed with the plaintext to generate the ciphertext. As you can use as many bits of the random stream as you like you don't need padding at all. Disadvantage of this simplicity is that the encryption is completely malleable, meaning that the decryption can be changed by an attacker in any way he likes as for a plaintext p1, a ciphertext c1 and a pseudo random stream r and attacker can choose a difference d such that the decryption of a ciphertext c2=c1?d is p2 = p1?d, as p2 = c2?r = (c1 ? d) ? r = d ? (c1 ? r). Also the same pseudo random stream must never be used twice as for two ciphertexts c1=p1?r and c2=p2?r, an attacker can compute the xor of the two plaintexts as c1?c2=p1?r?p2?r=p1?p2. That also means that changing the message requires complete reencryption, if the original message could have been obtained by an attacker. All of the following steam cipher modes only need the encryption operation of the block cipher, so depending on the cipher this might save some (silicon or machine code) space in extremely constricted environments.
  • CTR is simple, it creates a pseudo random stream that is independent of the plaintext, different pseudo random streams are obtained by counting up from different nonces/IVs which are multiplied by a maximum message length so that overlap is prevented, using nonces message encryption is possible without per message randomness, decryption and encryption are completed parallelizable, transmission errors only effect the wrong bits and nothing more
  • OFB also creates a pseudo random stream independent of the plaintext, different pseudo random streams are obtained by starting with a different nonce or random IV for every message, neither encryption nor decryption is parallelizable, as with CTR using nonces message encryption is possible without per message randomness, as with CTR transmission errors only effect the wrong bits and nothing more
  • CFB's pseudo random stream depends on the plaintext, a different nonce or random IV is needed for every message, like with CTR and OFB using nonces message encryption is possible without per message randomness, decryption is parallelizable / encryption is not, transmission errors completely destroy the following block, but only effect the wrong bits in the current block
• Disk encryption modes: These modes are specialized to encrypt data below the file system abstraction. For efficiency reasons changing some data on the disc must only require the rewrite of at most one disc block (512 bytes or 4kib). They are out of scope of this answer as they have vastly different usage scenarios than the other. Don't use them for anything except block level disc encryption. Some members: XEX, XTS, LRW.

Authenticated encryption:

To prevent padding oracle attacks and changes to the ciphertext, one can compute a message authentication code (MAC) on the ciphertext and only decrypt it if it has not been tampered with. This is called encrypt-then-mac and should be preferred to any other order. Except for very few use cases authenticity is as important as confidentiality (the latter of which is the aim of encryption). Authenticated encryption schemes (with associated data (AEAD)) combine the two part process of encryption and authentication into one block cipher mode that also produces an authentication tag in the process. In most cases this results in speed improvement.

• CCM is a simple combination of CTR mode and a CBC-MAC. Using two block cipher encryptions per block it is very slow.
• OCB is faster but encumbered by patents. For free (as in freedom) or non-military software the patent holder has granted a free license, though.
• GCM is a very fast but arguably complex combination of CTR mode and GHASH, a MAC over the Galois field with 2^128 elements. Its wide use in important network standards like TLS 1.2 is reflected by a special instruction Intel has introduced to speed up the calculation of GHASH.

Recommendation:

Considering the importance of authentication I would recommend the following two block cipher modes for most use cases (except for disk encryption purposes): If the data is authenticated by an asymmetric signature use CBC, otherwise use GCM.

A formal analysis has been done by Phil Rogaway in 2011, here. Section 1.6 gives a summary that I transcribe here, adding my own emphasis in bold (if you are impatient, then his recommendation is use CTR mode, but I suggest that you read my paragraphs about message integrity versus encryption below).

Note that most of these require the IV to be random, which means non-predictable and therefore should be generated with cryptographic security. However, some require only a "nonce", which does not demand that property but instead only requires that it is not re-used. Therefore designs that rely on a nonce are less error prone than designs that do not (and believe me, I have seen many cases where CBC is not implemented with proper IV selection). So you will see that I have added bold when Rogaway says something like "confidentiality is not achieved when the IV is a nonce", it means that if you choose your IV cryptographically secure (unpredictable), then no problem. But if you do not, then you are losing the good security properties. Never re-use an IV for any of these modes.

Also, it is important to understand the difference between message integrity and encryption. Encryption hides data, but an attacker might be able to modify the encrypted data, and the results can potentially be accepted by your software if you do not check message integrity. While the developer will say "but the modified data will come back as garbage after decryption", a good security engineer will find the probability that the garbage causes adverse behaviour in the software, and then he will turn that analysis into a real attack. I have seen many cases where encryption was used but message integrity was really needed more than the encryption. Understand what you need.

I should say that although GCM has both encryption and message integrity, it is a very fragile design: if you re-use an IV, you are screwed -- the attacker can recover your key. Other designs are less fragile, so I personally am afraid to recommend GCM based upon the amount of poor encryption code that I have seen in practice.

If you need both, message integrity and encryption, you can combine two algorithms: usually we see CBC with HMAC, but no reason to tie yourself to CBC. The important thing to know is encrypt first, then MAC the encrypted content, not the other way around. Also, the IV needs to be part of the MAC calculation.

I am not aware of IP issues.

Now to the good stuff from Professor Rogaway:

Block ciphers modes, encryption but not message integrity

ECB: A blockcipher, the mode enciphers messages that are a multiple of n bits by separately enciphering each n-bit piece. The security properties are weak, the method leaking equality of blocks across both block positions and time. Of considerable legacy value, and of value as a building block for other schemes, but the mode does not achieve any generally desirable security goal in its own right and must be used with considerable caution; ECB should not be regarded as a “general-purpose” confidentiality mode.

CBC: An IV-based encryption scheme, the mode is secure as a probabilistic encryption scheme, achieving indistinguishability from random bits, assuming a random IV. Confidentiality is not achieved if the IV is merely a nonce, nor if it is a nonce enciphered under the same key used by the scheme, as the standard incorrectly suggests to do. Ciphertexts are highly malleable. No chosen ciphertext attack (CCA) security. Confidentiality is forfeit in the presence of a correct-padding oracle for many padding methods. Encryption inefficient from being inherently serial. Widely used, the mode’s privacy-only security properties result in frequent misuse. Can be used as a building block for CBC-MAC algorithms. I can identify no important advantages over CTR mode.

CFB: An IV-based encryption scheme, the mode is secure as a probabilistic encryption scheme, achieving indistinguishability from random bits, assuming a random IV. Confidentiality is not achieved if the IV is predictable, nor if it is made by a nonce enciphered under the same key used by the scheme, as the standard incorrectly suggests to do. Ciphertexts are malleable. No CCA-security. Encryption inefficient from being inherently serial. Scheme depends on a parameter s, 1 = s = n, typically s = 1 or s = 8. Inefficient for needing one blockcipher call to process only s bits . The mode achieves an interesting “self-synchronization” property; insertion or deletion of any number of s-bit characters into the ciphertext only temporarily disrupts correct decryption.

OFB: An IV-based encryption scheme, the mode is secure as a probabilistic encryption scheme, achieving indistinguishability from random bits, assuming a random IV. Confidentiality is not achieved if the IV is a nonce, although a fixed sequence of IVs (eg, a counter) does work fine. Ciphertexts are highly malleable. No CCA security. Encryption and decryption inefficient from being inherently serial. Natively encrypts strings of any bit length (no padding needed). I can identify no important advantages over CTR mode.

CTR: An IV-based encryption scheme, the mode achieves indistinguishability from random bits assuming a nonce IV. As a secure nonce-based scheme, the mode can also be used as a probabilistic encryption scheme, with a random IV. Complete failure of privacy if a nonce gets reused on encryption or decryption. The parallelizability of the mode often makes it faster, in some settings much faster, than other confidentiality modes. An important building block for authenticated-encryption schemes. Overall, usually the best and most modern way to achieve privacy-only encryption.

XTS: An IV-based encryption scheme, the mode works by applying a tweakable blockcipher (secure as a strong-PRP) to each n-bit chunk. For messages with lengths not divisible by n, the last two blocks are treated specially. The only allowed use of the mode is for encrypting data on a block-structured storage device. The narrow width of the underlying PRP and the poor treatment of fractional final blocks are problems. More efficient but less desirable than a (wide-block) PRP-secure blockcipher would be.

MACs (message integrity but not encryption)

ALG1–6: A collection of MACs, all of them based on the CBC-MAC. Too many schemes. Some are provably secure as VIL PRFs, some as FIL PRFs, and some have no provable security. Some of the schemes admit damaging attacks. Some of the modes are dated. Key-separation is inadequately attended to for the modes that have it. Should not be adopted en masse, but selectively choosing the “best” schemes is possible. It would also be fine to adopt none of these modes, in favor of CMAC. Some of the ISO 9797-1 MACs are widely standardized and used, especially in banking. A revised version of the standard (ISO/IEC FDIS 9797-1:2010) will soon be released [93].

CMAC: A MAC based on the CBC-MAC, the mode is provably secure (up to the birthday bound) as a (VIL) PRF (assuming the underlying blockcipher is a good PRP). Essentially minimal overhead for a CBCMAC-based scheme. Inherently serial nature a problem in some application domains, and use with a 64-bit blockcipher would necessitate occasional re-keying. Cleaner than the ISO 9797-1 collection of MACs.

HMAC: A MAC based on a cryptographic hash function rather than a blockcipher (although most cryptographic hash functions are themselves based on blockciphers). Mechanism enjoys strong provable-security bounds, albeit not from preferred assumptions. Multiple closely-related variants in the literature complicate gaining an understanding of what is known. No damaging attacks have ever been suggested. Widely standardized and used.

GMAC: A nonce-based MAC that is a special case of GCM. Inherits many of the good and bad characteristics of GCM. But nonce-requirement is unnecessary for a MAC, and here it buys little benefit. Practical attacks if tags are truncated to = 64 bits and extent of decryption is not monitored and curtailed. Complete failure on nonce-reuse. Use is implicit anyway if GCM is adopted. Not recommended for separate standardization.

authenticated encryption (both encryption and message integrity)

CCM: A nonce-based AEAD scheme that combines CTR mode encryption and the raw CBC-MAC. Inherently serial, limiting speed in some contexts. Provably secure, with good bounds, assuming the underlying blockcipher is a good PRP. Ungainly construction that demonstrably does the job. Simpler to implement than GCM. Can be used as a nonce-based MAC. Widely standardized and used.

GCM: A nonce-based AEAD scheme that combines CTR mode encryption and a GF(2128)-based universal hash function. Good efficiency characteristics for some implementation environments. Good provably-secure results assuming minimal tag truncation. Attacks and poor provable-security bounds in the presence of substantial tag truncation. Can be used as a nonce-based MAC, which is then called GMAC. Questionable choice to allow nonces other than 96-bits. Recommend restricting nonces to 96-bits and tags to at least 96 bits. Widely standardized and used.

Have you start by reading the information on this on Wikipedia - Block cipher modes of operation? Then follow the reference link on Wikipedia to NIST: Recommendation for Block Cipher Modes of Operation.

I know one aspect: Although CBC gives better security by changing the IV for each block, it's not applicable to randomly accessed encrypted content (like an encrypted hard disk).

So, use CBC (and the other sequential modes) for sequential streams and ECB for random access.

1. Anything but ECB.
2. If using CTR, it is imperative that you use a different IV for each message, otherwise you end up with the attacker being able to take two ciphertexts and deriving a combined unencrypted plaintext. The reason is that CTR mode essentially turns a block cipher into a stream cipher, and the first rule of stream ciphers is to never use the same Key+IV twice.
3. There really isn't much difference in how difficult the modes are to implement. Some modes only require the block cipher to operate in the encrypting direction. However, most block ciphers, including AES, don't take much more code to implement decryption.
4. For all cipher modes, it is important to use different IVs for each message if your messages could be identical in the first several bytes, and you don't want an attacker knowing this.